Independent Review for Banks - The Complete BSA/AML Audit Workbook - Brossura

Howard Steiner

Brossura

ISBN 10: 0615237908 ISBN 13: 9780615237909

Casa editrice: ImpactAML-INX3 Financial press, 2008

Riassunto

Using the FFIEC Examination Manual to conduct an independent review is like using the owner's manual of a car to judge a driver's abilities. Wrong tool for the job! The Complete Audit Workbook ensures that audit professionals and BSA officers have the right tool to conduct the PATRIOT Act (Section 352) required independent review. The Workbook breaks down BSA/AML regulatory requirements into component parts that enable an auditor to judge whether all the i's and t's of a BSA compliance program are dotted and crossed. Guidance for each major category of questions (over 50 in all!) is included. Audit traps, --items seen only in confidential exit interviews-- are also included. The audience for this book is both BSA auditors and compliance officers. The latter can utilize the Workbook to design a comprehensive, sustainable AML program. The former can use this Workbook to check their firm's BSA program status and carry out their duty to keep senior management informed.

Su questa edizione

• Editore: ImpactAML-INX3 Financial press
• Data di pubblicazione: 2008
• ISBN 10: 0615237908
• ISBN 13: 9780615237909
• Rilegatura: Copertina flessibile
• Numero di pagine: 244