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introduction
The story of the Chinese in America is the story of a journey, from one of the world's oldest civilizations to one of its newest. The United States was still a very young country when the Chinese began arriving in significant numbers, and the wide-ranging contributions of these immigrants to the building of their adopted country have made it what it is today. An epic story that spans one and a half centuries, the Chinese American experience still comprises only a fraction of the Chinese diaspora. One hundred fifty years is a mere breath by the standards of Chinese civilization, which measures history by millennia. And three million Chinese Americans are only a small portion of a Chinese overseas community that is at least 36 million strong.
This book essentially tells two stories. The first explains why at certain times in China's history certain Chinese made the very hard and frightening decision to leave the country of their ancestors and the company of their own people to make a new life for themselves in the United States. For the story of the emigration of the Chinese to America is, like many other immigration stories, a push-pull story. People do not casually leave an inherited way of life. Events must be extreme enough at home to compel them to go and alluring enough elsewhere for them to override an almost tribal instinct to stay among their own.
The second story examines what happened to these Chinese émigrés once they got here. Did they struggle to find their place in the United States? Did they succeed? And if so, how much more difficult was their struggle because of the racism and xenophobia of other Americans? What were the dominant patterns of assimilation? It would be expected that the first-arriving generations of Chinese, like the first generations of other immigrant groups, would resist the assimilation of their children. But to what degree, and how successfully?
This book will also dispel the still pervasive myth that the Chinese all came to America in one wave, at one time. Ask most Americans and even quite a few Americans of Chinese descent when the Chinese came to the United States, and many will tell you of the mid-nineteenth-century Chinese laborers who came to California to chase their dreams on Gold Mountain and ended up laying track for the transcontinental railroad.
More than one hundred thousand Chinese laborers, most from a single province, indeed came to America to make their fortunes in the 1849-era California gold rush. But conditions in China were so bad politically, socially, and economically that these émigrés to California represented just a small part of the single biggest migration out of that country in history. Many who left China at this time went to Southeast Asia or elsewhere. Those who chose America were relying on stories that there was enough gold in California to make them all rich quickly, rich enough to allow them to return home as successes, and the decision to leave their ancestral homeland was made bearable only by the promise they made themselves: that no matter what, they would one day return. But most stayed, enduring prejudice and discrimination, and working hard to earn a living, and their heritage is the many crowded Chinatowns dotting America from San Francisco to New York. Of their descendants, however, very few are still laborers or living in Chinatowns; many are not even recognizably Chinese because, like other immigrant groups, their ancestors intermarried. If we restrict the definition of Chinese American to only full-blooded Asians with an ancestral heritage linking them to China, we would exclude the many, many mixed-race descendants of Chinese immigrants.
This is just the beginning of the story. In terms of sheer numbers, the majority of Chinese in America probably have no forty-niner ancestors; they are, as I am, either part of later waves or children of those who arrived here more than a century after the gold rush. Life in China had changed dramatically over those one hundred years and sent a second, very different wave of immigrants. After the 1949 Communist revolution, many bureaucrats, professionals, and successful businessmen realized that their futures were not in China. They packed their belongings, often in extreme haste, and left the land of their ancestors. My own parents and grandparents belonged to this group of refugees. For some the destination was America, for others it was Hong Kong, but for most people, such as my family, the next stop would be Taiwan. These émigrés were devoted anti-Communists who longed to return to their homeland. Indeed, many Nationalist legislators considered themselves the official ruling body of China, now forced by wartime expediency to occupy a temporary capital on an offshore island. However, their children were different. For many young Chinese in Taiwan in the 1950s and 1960s, nothing was more prestigious or coveted than a scholarship to a top American university. The Nationalist government in Taiwan imposed a restriction on those who wanted to study in the United States-they had to be fluent in English.
Thus making up the second major wave of Chinese coming to America were not just the anti-Communist elites but their most intellectually capable and scientifically directed children. Like many of their peers, my parents came to the United States on scholarships, obtained their doctoral degrees, and later became professors. And across the country, their friends-doctors, scientists, engineers, and academics-shared the same memories and experiences: a forced exile from the mainland as children, first in Taiwan and then in the United States.
Most of these newest émigrés did not find their way to the old Chinatowns, other than as tourists, but instead settled in the cities and suburbs around universities and research centers. Because they saw themselves as intellectuals rather than refugees, they were concerned less about preserving their Chinese heritage than with casting their lot with modern America, and eventual American citizenship. It is in connection with these immigrants, not surprisingly, that the term "model minority" first appeared. The term refers to an image of the Chinese as working hard, asking for little, and never complaining. It is a term that many Chinese now have mixed feelings about.
Not all of those who arrived here during the mid-twentieth-century second wave were part of this success story, however. Many entered not as students but as political refugees, and often they did end up in American Chinatowns, only to be exploited as cheap labor in factories and restaurants. The arrival of these two disparate contingents in the 1950s and 1960s created a bipolar Chinese community in America, sharply divided by wealth, education, and class.
The story does not end here either. A third wave entered the United States during the last two decades of the twentieth century. Interestingly, this large wave encompassed Chinese of all socioeconomic groups and backgrounds, who arrived as Sino-American relations thawed and as the People's Republic of China (PRC) began its rocky transition from a pariah communist state to a tenuously connected capitalist one.
Although the three waves came at different times and for different reasons, as Chinese Americans they shared certain common experiences. In the course of writing this book, I discovered that the Chinese in general brought distinctive cultural traits to America-such as reverence for education, hard work, thriftiness, entrepreneurship, and family loyalty-which helped many achieve rapid success in their adopted country. Many Chinese Americans, for example, have served an important "middleman minority" role in the United States by working in occupations in which they act as intermediaries between producers and consumers. As economist Thomas Sowell has noted, middleman minorities typically arrive in their host countries with education, skills, or a set of propitious attitudes about work, such as business frugality and the willingness to take risks. Some slave away in lowly menial jobs to raise capital, then swiftly become merchants, retailers, labor contractors, and money-lenders. Their descendants usually thrive in the professions, such as medicine, law, engineering, or finance.
But as with other middleman minorities, the Chinese diaspora generally found it easier to achieve economic and professional success than to acquire actual political power in their adopted countries. Thus the Chinese became, in the words of historian Alexander Saxton, "the indispensable enemy": a people both needed and deeply feared. Throughout history, both the U.S. government and industry have sought to exploit Chinese labor-either as raw muscle or as brain power-but resisted accepting the Chinese as fellow Americans. The established white elite and the white working class in the United States have viewed the Chinese as perpetual foreigners, a people to be imported or expelled whenever convenient to do one or the other. During an economic depression in the nineteenth century, white laborers killed Chinese competitors and lobbied politicians to pass the Chinese Exclusion Act. Later, in the twentieth century, the United States recruited Chinese scientists and engineers to strengthen American defense during the Cold War, only to harbor suspicions later that some Chinese might be passing nuclear secrets to the PRC.
The great irony of the Chinese American experience has been that success can be as dangerous as failure: whenever the ethnic Chinese visibly excelled-whether as menial laborers, scholars, or businessmen-efforts arose simultaneously to depict their contributions not as a boon to white America but as a threat. The mass media have projected contradictory images that either dehumanize or demonize the Chinese, with the implicit message that the Chinese represent either a servile class to be exploited, or an enemy force to be destroyed. This has created identity issues for generations of American-born Chinese: a sense of feeling different, or alien, in their own country; of being subjected to greater scrutiny and judged by hi...
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