Wiley Series 4 Exam Review 2014: The Registered Options Principal Qualification Examination - Brossura

Securities Institute Of America. Inc.

Brossura

ISBN 10: 1118719557 ISBN 13: 9781118719558

Casa editrice: John Wiley & Sons Inc, 2013

Riassunto

The go-to guide to acing the Series 4 Exam!

The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.

Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2014 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

• Dozens of examples
• Assorted practice questions for each subject area covered in the exam
• Priceless test-taking tips and strategies
• Helpful hints on how to study for the test, manage stress, and stay focused

Wiley Series 4 Exam Review 2014 is your ticket to passing the Series 4 test on the first try—with flying colors!

Su questa edizione

• Editore: John Wiley & Sons Inc
• Data di pubblicazione: 2013
• ISBN 10: 1118719557
• ISBN 13: 9781118719558
• Rilegatura: Copertina flessibile
• Numero di pagine: 286