Securities Regulation in a Nutshell - Brossura

Hazen, Thomas

 
9781683283188: Securities Regulation in a Nutshell

Sinossi

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.

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9780314269966: Securities Regulation in a Nutshell

Edizione in evidenza

ISBN 10:  0314269967 ISBN 13:  9780314269966
Casa editrice: West Academic, 2016
Brossura