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Securities Operations Glossary 3rd Edition

Hal McIntyre

ISBN 10: 0966917871 / ISBN 13: 9780966917871
Editore: Summit Group Press, 2006
Usato Condizione Used Soft cover
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Most glossaries that have been created for the securities industry were written by brokers and for brokers. This glossary has a broader view. It contains terms that are used by brokers, as well as by banks, investment managers and other participants in the securities industry. When a term has more than one usage, the different definitions are shown. This glossary focuses primarily on the terms that are most often used by the operations and technical staff as well as the front office. Front office and investment terms have been defined in the context of how an operations or technical person might view them.

L'autore: Hal has over 25 years of management experience, including 16 years at Citibank. He founded The Summit Group in 1991. Prior to establishing The Summit Group, Hal managed numerous banking and securities functions for Citibank, including marketing, operations, and technology. During his last four years at Citibank, he managed a systems division of over 300 people who supported Citibank's worldwide securities processing applications. While at Citibank, he worked for four years in Zurich as the head of Operations and Technology for Citibank's Swiss Investment and Private Banks, and was the Chief Administrative Officer for Citicorp Investment Bank. Hal is a Managing Partner of The Summit Group, which, with over fifty employees, is active in consulting to major banks, brokers, investment managers, and other financial institutions, and provides comprehensive services in Management Consulting, Market Research, and Systems Integration. A Summit Group subsidiary, Securities Operations Forum, is a leading supplier of information and training to the securities industry. Securities Operations Forum publishes two newsletters for over 4,000 readers worldwide: Securities Operations Letter focuses on the US industry, and Global Custody News concentrates on international securities processing. Securities Operations Forum also conducts open enrollment and customized training for over 2,500 people each year throughout the US on processing topics such as Derivatives, Corporate Actions, etc., and annually presents several major conferences on key securities industry issues. Hal has a Bachelor of Arts in Industrial Psychology from Miami University, and a MBA from Southern Illinois University. He has taught graduate and undergraduate courses at Fairleigh Dickenson University, and has been a guest lecturer at the University of Massachusetts. He is frequently quoted in publications such as American Banker and Institutional Investor, and is a regular speaker at securities industry conferences around the world.

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Dati bibliografici

Titolo: Securities Operations Glossary 3rd Edition

Casa editrice: Summit Group Press

Data di pubblicazione: 2006

Legatura: Soft cover

Condizione libro: Used

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