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Riassunto: The go-to guide to acing the Series 4 Exam!
The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.
Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2014 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:
Wiley Series 4 Exam Review 2014 is your ticket to passing the Series 4 test on the first try?with flying colors!
Sinossi: Wiley Series 4 Exam Review prepares candidates for the Registered Options Principal Qualification Examination, which tests an aspiring manager of a FINRA member firm?s options personnel and options accounts. The book addresses options investment strategies, supervision of sales activities and trading practices, supervision of employees, business conduct, and recordkeeping and reporting requirements. Candidates will gain access to an online test bank for each chapter and thorough preparation for the FINRA exam.
Condizione libro: New
Descrizione libro Wiley. Condizione libro: Good. 2013 - Paperback - Used - Good - - Shows some shelf-wear. May contain old price stickers or their residue, inscriptions or dedications from previous owners in first few pages and remainder marks. - .-. Codice libro della libreria NM-08-5-0079