Financial Services: Investigations and Enforcement - Rilegato

Freshfields Environment Group

Rilegato

ISBN 10: 0406910588 ISBN 13: 9780406910585

Casa editrice: LexisNexis UK, 2001

Riassunto

This new book is the first available guide to the new procedures implemented by the Financial Services Authority. Written in a practical style the text brings together provisions from Financial Services and Markets Act, new FSA regulations and Lord Chancellors' rules for Appeal Tribunals. It also examines the implications of the Human Rights Act.The book covers all areas where the FSA sets out the new disciplinary regime, including: insider dealing; market abuse; breach of FSA rules/principles; other disciplinary action against member firms; assistance to foreign regulators and Stock Exchange enquiries. Covering a wide range of issues, this book sets out the practical and legal aspects of dealing with the new disciplinary and enforcement regime, and discusses the consequences for related civil or criminal proceedings.

Dettagli dell'edizione

• Editore: LexisNexis UK
• Data di pubblicazione: 2001
• Lingua: Inglese
• ISBN 10: 0406910588
• ISBN 13: 9780406910585
• Rilegatura: Copertina rigida
• Numero di pagine: 726
• Redattore: Baker Matthew
• Contatto del produttore: non disponibile
• Persona responsabile: WordUnited GmbH; distribution@wordunited.com; ; Theodorstrasse 105; DUSSELDORF; 40472; Germania