"The most persuasive forecast of the 21st century I have seen." --E.O. Wilson, author of Consilience: The Unity of Knowledge and twice winner of a Pulitzer prize.In The Ingenuity Gap, Thomas Homer-Dixon, "global guru" (the Toronto Star), "genuine academic celebrity" (Saturday Night) and "one of Canada's most talked about and controversial scholars" (Maclean's) asks: is our world becoming too complex, too fast-paced to manage? The challenges facing us - ranging from international financial crises and global climate change to pandemics of tuberculosis and AIDS- converge, intertwine, and remain largely beyond our ken. Most of suspect the "experts don't really know what's going on; that as a species we've released forces that are neither managed nor manageable. We are fast approaching a time when we may no longer be able to control a world that increasingly exceeds our grasp. This is "the ingenuity gap" - the term coined by Thomas Homer-Dixon, political scientist and advisor to the White House - the critical gap between our need for practical, innovative ideas to solve complex problems and our actual supply of those ideas.
Through gripping narrative stories and incidents that exemplify his arguments, he takes us on a world tour that begins with a heartstopping description of the tragic crash of United Airlines Flight 232 from Denver to Chicago and includes Las Vegas inits desert, a wilderness beach in British Columbia, and his solitary search for a little girl in Patna, India. He shows how, in our complex world, while poor countries are particularly vulnerable to ingenuity gaps, our own rich countries are not immune, and we are caught dangerously between a soaring requirement for ingenuity and an increasingly uncertain supply. When the gap widens, political disintegration and violent upheaval can result, reaching into our own economies and daily lives in subtle ways. In compelling, lucid, prose, he makes real the problems we face and suggests how we might overcome them - in our own lives, our thing, our business and our societies.
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Thomas Homer-Dixon is Director of the Peace and Conflict Studies Program and Associate Professor in the Department of Political Science at the University of Toronto. He is the author of Environment, Scarcity, and Violence. He lives in Toronto.
CAREENING INTO THE FUTURE
At 3:16 p.m. on 19 July, 1989, the jet's tail engine blew apart. Twelve thousand meters above the U.S. Midwest, shards of the engine's fan rotor cut through the rear of the aircraft, shredding its hydraulic systems. As fluid bled from hydraulic tubing, the pilots in the front of the plane lost command of the rudder, elevators, and ailerons essential to stabilizing and guiding the craft. Immediately, the plane twisted into a downward right turn. United Airlines Flight 232 from Denver to Chicago--with 296 people aboard--was out of control.
By itself, the failure of the tail engine was not catastrophic: the DC-10 had two other engines, one under each wing. But cockpit gauges showed a complete loss of hydraulic quantity and pressure. When the first officer tried to halt the right turn, the plane didn't respond. As the rightward bank became critical, the captain took over, pulling back on the control column and turning the wheel hard left--but still there was no response. In a last-ditch effort to regain command, he cut power to the left engine and boosted it to the right one. The right wing slowly came up, and the plane rolled back to a horizontal position. The right turn stopped.
Yet the situation remained critical. The plane was no longer turning, but it was still losing altitude. The captain sent crew members to look out of the windows in the passenger cabin. They saw that the inboard ailerons were slightly up, the spoilers were locked down, and the horizontal stabilizers were damaged. None of the main flight-control surfaces were moving. And it appeared that the airframe might have suffered structural damage severe enough to cause it to break apart in flight.
Back in the cockpit, the captain and first officer worked the flight controls feverishly--they still believed they could change the plane's trajectory. But their efforts produced no obvious effect. The captain also manipulated the thrust of the two remaining engines, sometimes giving extra power to the left engine, sometimes to the right engine. This action did have a noticeable effect. It helped keep the plane level and countered its tendency to turn right. But changes in engine thrust gave the captain only minimal control. In fact, from the perspective of the passengers, the plane was moving in three dimensions simultaneously: it was rolling from side to side and pitching up and down, as if riding long waves across the sky.
A flight attendant opened the cockpit door to say that an off-duty United Airlines pilot, seated in first class, had offered to help. He was a "check airman" who flew with flight crews to assess their performance. The captain acknowledged that the unexpected assistance was urgently needed, because he was finding it impossible to work the flight and thrust controls simultaneously. When the airman entered the cockpit, the captain briefed him on the aircraft's critical situation in a staccato of abbreviated phrases. "Tell me what you want, and I'll help you," he replied. The captain asked him to take over the thrust controls. Grasping an engine throttle in each hand, the check airman then knelt on the floor between the captain and first officer's seats, and--with his eyes fixed on the flight instruments--began to manipulate the power of the two wing engines.
About fifteen minutes had passed since the explosion. The nearest airport was at Sioux City, Iowa. But the plane had lost nearly 7,000 meters of altitude and--despite the best efforts of the check airman--was still describing a series of clockwise circles over the Iowa countryside. In various parts of the United States, clusters of people had gathered around microphones and speakers to follow United 232's plight and to offer suggestions. The crew particularly wanted to hear from the United Airlines System Aircraft Maintenance (SAM) facility in San Francisco.
Second Officer to United Airlines Chicago Dispatch: "We need any help we can get from SAM, as far as what to do with this. We don't have anything. We don't [know] what to do. We're having a hard time controlling it. We're descending. We're down to 17,000 feet. We have . . . ah, hardly any control whatsoever.
But the SAM engineers didn't have a clue how to help. They had never heard before of a simultaneous failure of all three hydraulic systems. They kept asking, in disbelief, if there really was no hydraulic quantity or pressure. And they asked the second officer to flip back and forth through the pages of a thick flight manual, to no avail. The crew's frustration with ground support rose.
Captain to Second Officer: "You got hold of SAM?"
Second Officer: "Yeah, I've talked to 'im."
Captain: "What's he saying?"
Second Officer: "He's not telling me anything."
Captain: "We're not gonna make the runway, fellas, we're gonna have to ditch this son of a [bitch] and hope for the best."
Almost thirty minutes into the crisis, sam had finally assembled a team of engineers around the speaker and asked the second officer for yet another full report. He provided a detailed run-down of the aircraft's status. After a period of radio silence, sam again asked, "United 232, one more time, no hydraulic quantity, is that correct?" The second officer replied in exasperation, "Affirmative! Affirmative! Affirmative!" The engineers on the ground, the crew decided, could offer no help. United 232 was on its own.
Yet, at almost exactly the same time, the check airman accomplished a miracle. He managed to bring the plane around in a single broad turn to the left, lining up the plane for the shortest runway at the Sioux City airport. This was the only left turn the plane was to make following the explosion. The captain called the head flight attendant forward and explained the procedures for an emergency landing.
Captain: "We're going to try to put into Sioux City, Iowa. It's gonna be tough . . . gonna be rough."
Flight Attendant: "So we're going to evacuate?"
Captain: "Yeah. We're going to have the [landing] gear down, and if we can keep the airplane on the ground and stop standing up [i.e. stop right side up] . . . give us a second or two before you evacuate. 'Brace, brace, brace,' will be the signal . . . it'll be over the PA system: 'Brace, brace, brace'."
Flight Attendant: "And that will be [the signal] to evacuate?"
Captain: "No, that'll be to brace for the landing. And then if we have to evacuate, you'll get the command signal to evacuate. But I really have my doubts you'll see us standing up, honey. Good luck, sweetheart."
Thirty-five kilometers from the airport and at 1,300 meters altitude, the plane was still roughly lined up for the runway. Sioux City air traffic control suggested a slight left turn to produce a better approach and to keep the plane away from the city. "Whatever you do, keep us away from the city," the captain implored. Almost immediately afterward, as if in defiance, the plane began its tightest rightward turn, a complete 360-degree circle. The crew desperately tried to bring the nose around to face the runway again. As the aircraft rolled to a severe angle, the check airman exclaimed, "I can't handle that steep of bank . . . can't handle that steep of bank!" For five excruciatingly slow minutes, the plane turned in a circle. Working the throttles, the check airman leveled the wings once more and got the plane back to its original course.
Sioux City control: "United 232 heavy: the wind's currently three six zero at one one. Three sixty at eleven. You're cleared to land on any runway."
The runway that they were heading towards was closed and covered with equipment. Two minutes before touchdown, airport workers scrambled frantically to clear the equipment away. It was also short, at just over 2,000 meters; and, without hydraulic pressure, the plane had no brakes. But Sioux City control assured the captain that there was a wide, unobstructed field at the end. The cockpit crew struggled with the controls through the flight's last seconds.
Captain: "Left turns! Left turns! Close the throttles."
First Officer: "Close 'em off."
Captain: "Right turn. Close the throttles."
First Officer: "Pull 'em off!"
Check Airman: "Nah. I can't pull 'em off or we'll lose it. That's what's turning ya!
Unidentified voice: "OK."
First Officer: "Left throttle . . . left! Left! Left! Left! Left! Left! Left! . . . Left! Left! Left!
[Ground proximity alarm sounds]
First Officer: "We're turning! We're turning! We're turning!"3
Unidentified voice: "God!"
[Impact]
The plane hit the ground at the runway's leading edge, just to the left of the centerline. The right landing gear touched the ground first, then the right wing. As the plane skidded across the runway to the right it lost its right engine, chunks of its right wing, and its tail engine. It plowed across the grass, lost its left engine and tail section, and hit the pavement of another runway. The cockpit nose broke off. The remainder of the fuselage cartwheeled away and exploded in flames, coming to rest upside down in the middle of a field.
Of the 296 passengers, 111 died, including one flight attendant. The entire cockpit crew survived.
At first, United 232's experience seems to be no more than an isolated, harrowing event in the skies of the United States--a tale of heroism in the face of terror, of discipline and skill in the face of unforeseen catastrophe. It was a dramatic front-page story that had everybody talking and astonished for a day. Then it receded from public consciousness and was enveloped by the rational, bureaucratic procedures of accident investigators.
But when I read about United 232, something struck a deeper chord. The event could serve, I suspected, as a crude but vivid metaphor for the situation we are all facing, individually and coll...
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