Financial Services Authority Regulation and Risk-based Compliance - Brossura

Bazley, Stuart; Haynes, Andrew

Brossura

ISBN 10: 1845922492 ISBN 13: 9781845922498

Casa editrice: Bloomsbury Professional, 2006

Riassunto

Previously entitled "Risk-Based Compliance" this unique guide to the role of risk-based FSA regulation compliance in the financial services industry has been fully updated and comprehensively re-written. Focusing on the latest due diligence mechanisms, the guidance and information provided ensures financial services organisations can accurately and confidently comply with their legal responsibilities. This advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions.

Dettagli dell'edizione

• Editore: Bloomsbury Professional
• Data di pubblicazione: 2006
• Lingua: Inglese
• ISBN 10: 1845922492
• ISBN 13: 9781845922498
• Rilegatura: Copertina flessibile
• Numero edizione: 2
• Numero di pagine: 495
• Contatto del produttore: non disponibile
• Persona responsabile: WordUnited GmbH; distribution@wordunited.com; ; Theodorstrasse 105; DUSSELDORF; 40472; Germania