Articoli correlati a A Practical Guide to the Financial Conduct Authority...

A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty - Brossura

Bell, Robert

 
9781916698444: A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty
Brossura
ISBN 10: 1916698441 ISBN 13: 9781916698444
Casa editrice: Law Brief Publishing, 2024

Sinossi

The Consumer Duty is the biggest regulatory change affecting financial services firms in recent years. The Duty strikes at the very core of firms, their culture and ethics, making them look at their products and services differently.

Navigating the complexity of the requirements is challenging, especially when coupled with sometimes vague expectations. A practitioner’s guide, this book takes the reader through those challenges, using a range of examples and regulatory feedback to demonstrate what’s expected whilst painting a picture of the required product governance framework.

ABOUT THE AUTHOR

Robert Bell is a financial services compliance consultant, owner and founder of RB Compliance Consultancy Ltd since 2012. Before that he held senior compliance roles in financial services firms and a Solicitors’ practice.

Robert has authored industry recognised guidance in relation to vulnerability and GDPR, and lectures on compliance subjects for a range of organisations.

CONTENTS

Chapter 1 – Introduction
Chapter 2 – Definitions
Chapter 3 – Product Governance
Chapter 4 – Cross-Cutting Rules
Chapter 5 – Product Approvals: Manufacturers
Chapter 6 – Fair Value Assessments: Manufacturers
Chapter 7 – Product Reviews: Open Manufacturers
Chapter 8 – Product Reviews: Closed Manufacturers
Chapter 9 – Consumer Understanding Outcome
Chapter 10 – Consumer Support Outcome
Chapter 11 – Outcome Monitoring
Chapter 12 – Governance and Culture
Chapter 13 – Senior Manager Responsibilities

Le informazioni nella sezione "Riassunto" possono far riferimento a edizioni diverse di questo titolo.

Editore
Law Brief Publishing
Data di pubblicazione
2024
Lingua
Inglese
ISBN 10 
1916698441
ISBN 13 
9781916698444
Rilegatura
Copertina flessibile
Numero di pagine
194
Contatto del produttore
Manufactured by Amazon on behalf of the author
https://www.amazon.it/hz/contact-us

c/o Amazon Media EU S.à.r.l., 38 Avenue John F. Kennedy
Luxembourg
L-1855
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