Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker dealer and an investment adviser. It covers such topics as client investment strategies and ethical business practices. Taken as a corequisite with the general knowledge Securities Industry Essentials (SIE) Exam and the Series 7 Exam, candidates must complete the Series 66 Exam in order to register as an agent with a state securities administrator.
Created by the experts at The Securities Institute of America, Inc., the Series 66 Exam Study Guide 2022 + Test Bank arms you with what you need to score high on this tough 100-question multiple-choice test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you’re prepared mentally and strategically to take the test, it provides:
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Destinazione, tempi e costiDa: ThriftBooks-Dallas, Dallas, TX, U.S.A.
Paperback. Condizione: Good. No Jacket. Pages can have notes/highlighting. Spine may show signs of wear. ~ ThriftBooks: Read More, Spend Less 1.81. Codice articolo G1937841588I3N00
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Paperback. Condizione: Good. No Jacket. Pages can have notes/highlighting. Spine may show signs of wear. ~ ThriftBooks: Read More, Spend Less 1.81. Codice articolo G1937841588I3N00
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