Fund Director's Guidebook, Fifth Edition

Lingua: inglese

Editore: American Bar Association, 2025

163905426X / 9781639054268

Da: World of Books Inc, Montgomery, IL, U.S.A.World of Books Inc

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Descrizione dell’articolo da parte del venditore

This updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the following: liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund ("MMF") reform fund names; environmental (including climate), social, and governance ("ESG") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion.To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides:an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;suggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;and more.…

Codice articolo CIN163905426XG

Dati bibliografici

Titolo
Fund Director's Guidebook, Fifth Edition
Autore
Aba Business Law Section Federal Regulation Of Securities Committee
Editore
American Bar Association
Anno di pubblicazione
2025
Condizione
Good
Lingua
inglese
ISBN 10
163905426X
ISBN 13
9781639054268

World of Books Inc

Montgomery, IL, U.S.A.

Venditore con 4 stelle

Venditore AbeBooks dal 23 marzo 2026

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