9781526517784 - financial services law guide di haynes, professor andrew (18 risultati)
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Da: Romtrade Corp., STERLING HEIGHTS, MI, U.S.A.Romtrade Corp.
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Condizione: Brand New. New. US edition. Expediting shipping for all USA and Europe orders excluding PO Box. Excellent Customer Service.
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Da: Basi6 International, Irving, TX, U.S.A.Basi6 International
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Da: Books Puddle, New York, NY, U.S.A.Books Puddle
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EUR 166,09
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Condizione: New. 5th edition NO-PA16APR2015-KAP.
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Da: Majestic Books, Hounslow, Regno UnitoMajestic Books
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Da: Brook Bookstore On Demand, Napoli, NA, ItaliaBrook Bookstore On Demand
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Da: Biblios, frankfurt am main, HESSE, GermaniaBiblios
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Da: PBShop.store US, Wood Dale, IL, U.S.A.PBShop.store US
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EUR 218,12
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PAP. Condizione: New. New Book. Shipped from UK. Established seller since 2000.
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Da: Kennys Bookshop and Art Galleries Ltd., Galway, GY, IrlandaKennys Bookshop and Art Galleries Ltd.
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EUR 234,79
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Condizione: New. 2022. 5th Edition. paperback. . . . . .
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Da: PBShop.store UK, Fairford, GLOS, Regno UnitoPBShop.store UK
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PAP. Condizione: New. New Book. Shipped from UK. Established seller since 2000.
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Da: Rarewaves.com USA, London, LONDO, Regno UnitoRarewaves.com USA
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EUR 261,84
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Paperback. Condizione: New. A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing:- Analysis of the various laws and regulations and how they impact on customer relations and retail products- An outline of the protection given to clients' money and the functioning of the pru…dential requirements- An explanation of the rationale and operation of enforcement procedures- Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities- A consideration of recently implemented EU initiativesThe fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact- the FCA authorisation procedures and their impact- the approved persons regime- the rules and, in particular, their applications in relation to retail products and customer relations- the rules in relation to professionalsas well as coverage of:- the EU Market Abuse Regulation- 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned- new case law in relation to enforcement and the lessons learnedCovering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.This title is included in Bloomsbury Professional's Banking and Finance online service.
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Da: moluna, Greven, Germaniamoluna
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EUR 232,09
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Condizione: New. Über den AutorAndrew HaynesInhaltsverzeichnis1 Financial Services Regulation 2 Authorisation 3 The Senior Managers and Certification Regime 4 Retail Products 5 Customer Relations 6 Financial Promotio.
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Da: Kennys Bookstore, Olney, MD, U.S.A.Kennys Bookstore
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EUR 299,11
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Condizione: New. 2022. 5th Edition. paperback. . . . . . Books ship from the US and Ireland.
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Da: Rarewaves.com UK, London, Regno UnitoRarewaves.com UK
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EUR 249,67
EUR 75,87 spedizioneSpedito da Regno Unito a U.S.A.Quantità: 2 disponibili
Paperback. Condizione: New. A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing:- Analysis of the various laws and regulations and how they impact on customer relations and retail products- An outline of the protection given to clients' money and the functioning of the pru…dential requirements- An explanation of the rationale and operation of enforcement procedures- Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities- A consideration of recently implemented EU initiativesThe fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact- the FCA authorisation procedures and their impact- the approved persons regime- the rules and, in particular, their applications in relation to retail products and customer relations- the rules in relation to professionalsas well as coverage of:- the EU Market Abuse Regulation- 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned- new case law in relation to enforcement and the lessons learnedCovering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.This title is included in Bloomsbury Professional's Banking and Finance online service.
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Da: Revaluation Books, Exeter, Regno UnitoRevaluation Books
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EUR 318,30
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Paperback. Condizione: Brand New. 5th edition. 512 pages. 9.76x6.14x1.61 inches. In Stock.
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- Print on Demand
Da: Grand Eagle Retail, Bensenville, IL, U.S.A.Grand Eagle Retail
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EUR 254,21
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Paperback. Condizione: new. Paperback. A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing:- Analysis of the various laws and regulations and how they impact on customer relations and retail products- An outline of the protection given to clients money and the functioning…of the prudential requirements- An explanation of the rationale and operation of enforcement procedures- Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities- A consideration of recently implemented EU initiativesThe fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact- the FCA authorisation procedures and their impact- the approved persons regime- the rules and, in particular, their applications in relation to retail products and customer relations- the rules in relation to professionalsas well as coverage of:- the EU Market Abuse Regulation- 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned- new case law in relation to enforcement and the lessons learnedCovering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.This title is included in Bloomsbury Professional's Banking and Finance online service. This item is printed on demand. Shipping may be from multiple locations in the US or from the UK, depending on stock availability.
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- Print on Demand
Da: Revaluation Books, Exeter, Regno UnitoRevaluation Books
Contatta il venditoreVenditore con 5 stelleCondizione: Nuovo
EUR 255,44
EUR 14,59 spedizioneSpedito da Regno Unito a U.S.A.Quantità: 1 disponibili
Paperback. Condizione: Brand New. 5th edition. 512 pages. 9.76x6.14x1.61 inches. In Stock. This item is printed on demand.
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- Print on Demand
Da: CitiRetail, Stevenage, Regno UnitoCitiRetail
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EUR 278,32
EUR 43,19 spedizioneSpedito da Regno Unito a U.S.A.Quantità: 1 disponibili
Paperback. Condizione: new. Paperback. A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing:- Analysis of the various laws and regulations and how they impact on customer relations and retail products- An outline of the protection given to clients money and the functioning…of the prudential requirements- An explanation of the rationale and operation of enforcement procedures- Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities- A consideration of recently implemented EU initiativesThe fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact- the FCA authorisation procedures and their impact- the approved persons regime- the rules and, in particular, their applications in relation to retail products and customer relations- the rules in relation to professionalsas well as coverage of:- the EU Market Abuse Regulation- 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned- new case law in relation to enforcement and the lessons learnedCovering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.This title is included in Bloomsbury Professional's Banking and Finance online service. This item is printed on demand. Shipping may be from our UK warehouse or from our Australian or US warehouses, depending on stock availability.
